Foreside Financial Group, LLC

On behalf of clients based throughout the U.S. and globally, we provide a range of services to the US fund and advisor market. We partner with most of the major fund administration services providers, enabling our clients to have access to a comprehensive range of services.

Principal Underwriter

Foreside's Broker-Dealers, all FINRA member firms, serve as Principal Underwriter for over $200 billion of fund products, including open and closed end funds, and exchange traded funds.
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Compliance Services

Foreside can provide an experienced person to act as your fund's independent chief compliance officer (CCO) or we can assist your existing CCO with a range of tailored support services.
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Consulting

Foreside can undertake consulting assignments in a number of areas. Our consultants can provide services to Funds (including hedge funds), investment advisers and Broker-Dealer firms as well as chief compliance officers.
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SOX Fund Officers

Foreside can provide experienced individuals to act as Sarbanes-Oxley certification officers. Our officers can also serve as President/Principal Executive Officer or Treasurer/Principal Financial Officer of your fund family.
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News

Sep 30 2009

Foreside is pleased to announce Susan Mosher has joined Foreside as President of Foreside Alternative Investment Services ("FAIS"). more

Sep 25 2009

Foreside is pleased to expand its current relationship with Turner Investment Partners. more

Sep 21 2009

Foreside is pleased to expand its current relationship with Bridgeway Capital Management, Inc. more

Sep 15 2009

Foreside welcomes Ardmore Investment Partners LLC as a new client to our firm. more

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Fund Marketing

Foreside can provide a team of independent wholesalers to market both open and closed-end fund types. Our expertise includes support for both new and smaller mutual fund families.
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Service Summary

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