Foreside provides access to online training and educational courses that can be employed by investment advisors and broker-dealers to train and educate employees on important compliance matters and themes, as well as meet a broker-dealer’s firm element requirements. Firms have access to a comprehensive list of online courses, which can be accessed by employees at a time that is most convenient for them. Educational courses are tailored for Foreside’s investment advisor and broker-dealer audiences, and Foreside continues to expand its available course offerings, including soon-to-be-released CCO training courses. Our solution includes:
- Robust catalog of courses covering variety of compliance topics
- Unlimited distribution of courses all at once or at intervals throughout the year
- Track employee completion of each course
- Employees take courses on their schedule, meeting deadlines set by the firm
- Each course is followed up by an assessment of the employee’s comprehension of covered material
- Ability to rollout specific courses for designated staff based on job function
Broker-Dealer Course Catalog coming soon!