At Foreside we pair comprehensive and customized advice with best-in-class technology to help firms in the investment management space continue to innovate, improve and grow. This is achieved through our proprietary technology solutions as well as complementary external technology platforms.
- Best Execution Solutions
- Foreside’s solution delivers reliable reporting and analysis of the execution of trades received by an investment advisor.
- Compliance Training + Education Courses
- Foreside provides access to online training and educational courses that can be employed by investment advisors and broker dealers to train and educate employees on important compliance matters and themes, as well as meet a broker dealer’s firm element requirements.
- Cybersecurity Solutions
- Foreside has partnered with BlueVoyant to provide access to customized cybersecurity solutions, enabling firms to develop, implement, and maintain a cybersecurity program designed to their obligations.
- FINTRAX is our own proprietary financial reporting system. This system is designed to assist the Foreside outsourced FINOP in monitoring the financial and net capital position of our clients on a daily basis, enhancing our ability to meet FINRA requirements.
- Foreside AdCompliance®
- Our internet-based portal facilitates marketing material review for advisor and broker-dealer requirements. Foreside AdCompliance was designed with the user in mind – whether that be the marketing department, compliance department or management teams.
- ForesideConnect is our proprietary workflow management system for our compliance consulting clients. This state-of-the-art technology allows our clients real-time access to pertinent information related to their firm, such as compliance calendars, risk alerts, filing information, examinations, and much more
- This proprietary ETF order management system facilitates the create/redeem process through review and approval of all AP orders, including transmission to custodians and advisors.
- Personal Account Monitoring Solutions
- This web-based solution enables the electronic capture of employee trades and holdings, and automates the various checks needed to maintain compliance.