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SEC Fires ‘Warning Shot’ on Retirement Plan Disclosures

ignites steve murphy

Foreside’s Stephen Murphy, Managing Director, Broker-Dealer Consulting, provided his thoughts around the SEC continuing to hammer down on improper disclosures and when he thinks they will let up.

While the SEC is trying to take concrete steps to help firms improve fee and expense transparency, it will not hesitate to enforce cases where misconduct is swept under the rug.

Read his full commentary in Ignites HERE.