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Infographic: Quarter of Fund Groups Appoint Outsourced CCOs

December 15, 2020

 

 

Boards have come to rely heavily on Chief Compliance Officers (CCOs) in the past since regulators required, they appoint one. More than a quarter of fund groups are outsourcing the chief compliance officer’s role, while the other three-quarters are keeping their CCO in-house.

 

Foreside delivers independent Fund Chief Compliance Officer (CCO) solutions for many pooled products, including open-end, closed-end, and exchange-traded funds. Our firm can also provide an interim Fund CCO during a transition period and support a firm’s existing Fund CCO.

 

View the full Infographic created by BoardIQ, analyzing data collected from hundreds of fund groups’ filings here.