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The Hidden Costs of Maintaining Registered Rep Licenses

June 15, 2021


registered rep


Many advisors have concluded there’s a better life on the RIA side of the regulatory spectrum. Nevertheless, most advisors remain tied to the apron strings of broker-dealers.

Foreside’s Alan Foxman, Managing Director, shares that this attitude is beginning to change, but the decision ultimately comes down to many personal and regulatory factors.

With a continued evolving Registered Representative landscape, the question of giving up your license is never black and white. Click here to access the entire piece in Advisor Perspectives.