Many advisors have concluded there’s a better life on the RIA side of the regulatory spectrum. Nevertheless, most advisors remain tied to the apron strings of broker-dealers.
Foreside’s Alan Foxman, Managing Director, shares that this attitude is beginning to change, but the decision ultimately comes down to many personal and regulatory factors.
With a continued evolving Registered Representative landscape, the question of giving up your license is never black and white. Click here to access the entire piece in Advisor Perspectives.