Portland, Maine, March 28, 2022 — Foreside Financial Group (“Foreside”), a leading compliance and distribution solutions provider in the wealth and investment management industry, is pleased to announce the firm has been awarded “Best Compliance Advisory Firm” at the 2022 Fund Intelligence Operation and Services Awards. The awards ceremony took place in New York City on February 23, 2022.
The Operations and Services awards recognize service providers who genuinely deliver in service, technology, and innovation across the fund complex for their asset management clients. The awards website highlights all criteria.
“We are honored to be recognized for such a competitive industry award,” said Emmy Bernard, Senior Managing Director of Foreside’s Client Development Team. “At Foreside, our clients come first. Our firm offers our clients strategic thinking on top of well-established industry and compliance expertise. We pride ourselves on helping every client grow with regulatory confidence,” she continued.
The firm noted that it won the business of several hundred additional firms in 2021, recognizing the quality of its service and driving strong growth. These new firms partner with Foreside for either distribution or compliance solutions. With SEC-ordered fines up 30% in 2021 over 2020, understanding all changing rules and regulations is more crucial than ever. Foreside encourages firms to be diligent about following the regulatory landscape and helps them proactively address issues and prepare for changes in the regulatory environment.
Foreside delivers best-in-class technology solutions and comprehensive advice to more than 2,400 clients in the global asset management industry. The company distributes more than $1.35 trillion1 of product through 17 limited purpose broker-dealers. For over 15 years, Foreside’s suite of services and platform-based model have helped the company automate and simplify compliance and distribution for clients. Foreside works with global asset managers, investment advisors, broker-dealers, and other financial institutions.
By harnessing state-of-the-art technology, Foreside helps firms address and shape today’s regulatory environment, drive operational efficiency and growth, and focus on value-adding work. Foreside is headquartered in Portland, Maine, with numerous regional offices, including those in New York and Boston. For more information on Foreside’s suite of services, please visit www.foreside.com.
1 as of January 31, 2022.