Foreside AdCompliance Named as a Finalist for the 2019 WealthManagement.com Awards!

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We are proud to announce that the Foreside’s proprietary Marketing Material Review Software, Foreside AdComplianceTM has been named a finalist for this year’s WealthManagement.com’s 2019 Industry Awards!

We are excited to announce out of 650 nominations; Foreside is one of the 166 finalists.

Foreside AdCompliance™ is Foreside’s proprietary Internet-based portal to coordinate marketing material review with SEC and FINRA. Foreside AdCompliance™ was designed with the user in mind – whether that be the Marketing Department, Compliance Department, or Management Teams, our software is web-based, functional, comprehensive, and practical. In particular, the systems primary competitive advantage is its Work Flow Management which allows for customized workflows, collaboration with peers, progress tracking, audit trails, reporting capabilities, a single repository, disaster recovery, and is SEC Rule 17a-4 compliant.

Additionally, Foreside can review, provide comments, and file, if applicable, all marketing materials through our legal underwriting solution or through our marketing material consulting solution. Reach out to busdev@foreside.com to learn more or schedule a system demo!

Criteria for the Compliance/Law category:

  • A new initiative, program, platform or industry content that facilitates the compliance process and simplifies regulatory complexity.
  • Initiatives can include areas such as new programs, educational campaigns, integrations, technology tools, ongoing campaigns, service integrations, etc.
  • Criteria include both quantitative measures, such as specific feature set, usage, advisor survey scores, potential, scope, scale, etc., along with qualitative measures such as innovation, creativity, new methods of deployment, etc.

Read more from WealthManagement.Com’s press release recognizing all 166 finalists here.

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