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DTCC/NSCC Fund Sponsorship

NSCC sponsorship through Foreside provides a cost-effective and time-saving alternative to the direct NSCC membership process for new funds. Foreside can sponsor (apply for, obtain and maintain) an NSCC membership participant number for domestic funds, collective trusts, and foreign funds such as SICAVs and UCITS. Additionally, Foreside provides guidance to clients and their transfer agents with respect to administration, implementation, and maintenance of funds’ operational policies and procedures to assist with NSCC compliance.

Mutual Fund Profile II

Foreside’s in-house experts will collect and publish your firm’s management company, fund and cusip profile information into the NSCC Mutual Fund Profile II for Intermediary use.  Firms rely on the DTCC’s Mutual Fund Profile II service to establish cusips for trading on their back-office systems.  Our team of experts, who have been reviewing mutual fund offering documents and their necessary data points for over 15 years can assist with connecting your firm to the intermediary community.  Foreside will:

  • Review mutual fund offering documents
  • Populate all required data fields within the Mutual Fund Profile II system
  • Conduct a quality control review of all information inputted
  • Review, update and maintain your firms’ data to ensure accuracy and completeness on an ongoing basis

 

 

why foreside makes sense

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We apply best-in-class technology to address today’s regulatory reality and drive operational efficiency.