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Suzanne Risser

Director

BA, San Diego State University

Ms. Risser provides consulting to and performs various compliance duties for Foreside’s Broker-Dealer clients. Prior to joining Foreside, she held various roles in compliance, enterprise risk and supervision for several large independent broker dealers and their affiliated SEC registered investment advisory firms.  She holds FINRA Series 7, 24, 27, 63, 65 registrations and a CA Life/Variable insurance license as well as the AIF® designation.

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