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Susan Moscaritolo

Chief Compliance Officer and Managing Director

BS, Bentley University; MBA, Bentley University

Ms. Moscaritolo’s responsibilities include all Broker-Dealer, distribution, AML and compliance risk management matters. Prior to joining Foreside, she held various management positions at BNY Mellon and PNC Global Investment Servicing in Privacy Compliance, Broker-Dealer Compliance, and Regulatory Administration. She holds FINRA Series 6, 7, 24, 26, and 63 registrations and has over 25 years of experience within the financial services industry.

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sue moscaritolo