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Susan LaFond

Chief Compliance Officer and Managing Director

BBA, University of Wisconsin - Whitewater; MBA, University of Wisconsin - Milwaukee

Ms. LaFond’s responsibilities include Broker-Dealer, distribution and compliance risk management matters. Prior to joining Foreside, she held various positions within Quasar Distributors, LLC including Chief Operating Officer, Ad Review Manager, FinOp and Treasurer. She holds FINRA Series 7, 24, 27, and 63 registrations, and is a Certified Regulatory and Compliance Professional (CRCP)®