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Shawn Wilson

Director

BA, Pennsylvania College of Technology

Mr. Wilson provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining the firm, Shawn was a Securities Compliance Examiner with the Pennsylvania Department of Banking and Securities, Bureau of Securities Compliance and Examinations division, and is a past member of the North American Securities Administrators Association. Prior thereto, he was the owner and Chief Compliance Officer of his own RIA firm. Over the course of his career, he has worked as an Investment Advisor Representative with several large broker-dealers. Shawn has previously held Series 7, 66, and LHA licenses.

Shawn Wilson
Shawn Wilson