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Rita Tholt

Director

BA and MA, Ohio University; JD Capital University Law School

Ms. Tholt provides compliance consulting services to registered investment advisors, working to develop effective compliance programs and solve complex regulatory issues, including serving as an Outsourced CCO. Prior to joining Foreside, she served as chief compliance officer for Bank One/JPMorgan and Nationwide Financial. She holds FINRA Series 7 and 24 registrations.

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