BA Economics, Florida Atlantic University
Mr. Alvarez provides consulting in the preparation of financial statements and net capital computations in accordance with GAAP, FINRA, and SEC regulations. Expertise includes securities lending/borrowing and match book repo portfolio accounting, preparation of FOCUS II reports and audit reports dealing with customer protection rules (SEA rule 15c3-3). Mr. Alvarez started his career with the Federal Reserve Bank of Atlanta as a Capital Markets Specialist. He was the assigned examiner to three of the largest state member banks, covered by the Federal Reserve Bank’s 6th district, as well as several multi-billion banking institutions. He later helped form Capital Markets Compliance, a full service compliance consulting firm that was acquired by Foreside in 2021. He holds FINRA Series 28 and 99 registrations, and is a CPA.