BA, University of California, Berkeley; MBA, San Francisco State University
Ms. O’Hearn provides compliance consulting services with a focus on Private Funds and Investment Advisors. Tasks include providing guidance on ADV and regulatory filings, drafting firm Policy and Procedures/Code of Ethics, conducting annual reviews, and employee training. Other expertise includes Trade Desk Systems, Technology and Trade Execution Optimization, and TCA. Prior to joining Foreside, she served as Managing Director of Prime Trading at Bank of America Securities, Director of Investment Analytics at Hoover Investments, and as a Consulting Group Analyst with Morgan Stanley. She holds FINRA Series 7, 9/10, 24, 55, 63, and 65 licenses.