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Monique Schulman

Senior Director

BA, Syracuse University

Ms. Schulman provides compliance consulting services to registered investment advisors, working to develop effective compliance programs and solve complex regulatory issues, including serving as an Outsourced CCO. Prior to joining Foreside, she served as an OTC Trader, Operations Manager, Assistant Branch Manager, Regional Control Officer, Divisional Compliance Officer and Risk Officer, as well as a CCO for advisory firms and Broker-Dealers. She holds FINRA Series 3, 6, 7, 9, 10, 24 and 63 registrations and has more than 25 years of experience in financial services.

Moniques Schulman
Moniques Schulman