BA, New York University; JD, New York Law School
Ms. Cajoux-Terlizzi provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining Foreside, she ran her own law and compliance practice. With more than 20 years of experience in the securities industry she has held roles at FINRA and Morgan Stanley, and served as in-house counsel at Raymond James and Ameriprise Financial. She is a Certified Securities Compliance Professional.