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Lisette Lopez


BA, Florida Atlantic University

Ms. Lopez provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining Foreside, she worked at vFinance Investments, Inc., and with TradeStation Securities, Inc. and has more than 13 years of experience within the compliance industry.

lisette lopez
lisette lopez