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Laura Newberg

Senior Director

BS, University of Colorado at Boulder

Ms. Newberg provides compliance consulting services to registered investment advisors, assisting chief compliance officers and compliance staff with all aspects of compliance from initial registration to ongoing management of their compliance programs. Ms. Newberg’s experience has focused on investment advisor compliance since 2004 working initially with institutional based firms including private funds and more recently as a consultant to financial planners, wealth managers, mutual fund advisors, institutional managers and pension consultants.

Prior to joining Foreside, she served as a compliance analyst, compliance consultant and a chief compliance officer.

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