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Jessica Penovich

Senior Director

BA, Saint Leo University; JD, Stetson University College of Law

Ms. Penovich partners with investment advisor clients to deliver advice and guidance regarding compliance and regulatory issues including registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining Foreside, she served as General Counsel and Deputy Chief Compliance Officer at J.W. Cole. Ms. Penovich is a member of the Florida Bar, holds the FINRA Series 7, 24, 9/10, 4, 53, and 66 registrations, and has over 15 years of progressive financial services experience developed at top-tier financial firms including Transamerica, Raymond James, and Citi.