BS, University of Delaware
Ms. DiValerio is responsible for the overall compliance of Foreside’s 20 proprietary SEC-registered and FINRA member Broker-Dealers. Her primary focus is overseeing Foreside’s Broker-Dealer Chief Compliance Officers, developing and implementing effective supervisory programs related to registered representative activities, and Broker-Dealer consulting. Prior to joining Foreside, she served as the VP of a small Broker-Dealer where she oversaw all day to day operations which included sales literature review, rule interpretations and continuing education program. Ms. DiValerio also holds the Certified Securities Compliance Professional-BD® designation through the National Society of Compliance Professionals.