Jean Paul R. Sanchez
MSF, Florida International University
Mr. Sanchez provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments.
Prior to joining Foreside, he served as CCO and COO for a boutique RIA firm in Miami, FL, and was responsible for designing compliance policies and further implementing the programs, ensuring compliance with both state and federal regulations. Prior to that he worked at an SEC-registered firm in South Beach, FL, and worked his way to Chief of Staff being critical to several compliance-related operations including interfacing with regulators during external audits. He holds the Series 65 registration and previously held the Series 7 and 66 registrations.