Guy F. Talarico
BS ChE, Lehigh University; MBA, Fairleigh Dickinson University; JD, New York Law School
Prior to joining Foreside, Guy F. Talarico was the Founder and Chief Executive Officer of Alaric Compliance Services LLC, one of the nation’s leading regulatory compliance consulting firms. Established in 2004, Alaric Compliance provided consulting, technology solutions, and other services including independent Chief Compliance Officer outsourcing to investment managers registered with the SEC, CFTC, NFA, and FINRA.
Mr. Talarico has over 30 years of experience in the financial services industry. His background includes serving as the CCO to client firms; the management of a $45 billion asset management and services group at JP Morgan-Chase; client management of SEC-registered advisors within the Institutional Custody Division of Investors Bank & Trust Company; development of an outsourced SEC regulatory compliance program for registered advisors; and legal compliance support. Prior to founding Alaric Compliance Services, he was the co-CEO of EOS Compliance Services, LLC.
Mr. Talarico is a frequent speaker and writer on compliance-related matters and is an expert witness for the SEC. He served three terms in the New Jersey State Assembly and sponsored numerous laws for regulatory reforms of the insurance and banking industries, He co-sponsored the “Justice for Victims Law” which eliminated the two-year statute of limitations in civil lawsuits for wrongful deaths.