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George Talarico

Managing Director

JD, Fordham University School of law; MS, New Jersey Institute of Technology; BS, Lehigh University

Mr. Talarico provides consulting and Chief Compliance Officer services to investment managers and investment companies, registered with the SEC, NFA, and FINRA. He also conducts internal investigations and compliance due diligence for clients. Most recently he served as General Counsel and Managing Director at Alaric Compliance Services. In addition to providing compliance consulting and internal investigation services, he directed responses to regulatory inquiries; conducted contract negotiations with customers as well as other third parties; and kept Alaric staff and clients abreast of regulatory and statutory developments. Mr. Talarico is a licensed attorney and was a litigation partner, office managing partner, co-chair of the products liability practice group, member of the Board of Directors, and office ethics officer at the AmLaw 100 law firms of Thacher Proffitt & Wood and Locke Lord (F/K/A Edwards Angell Palmer & Dodge).

 

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