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Frederick Joyce

Senior Director

BA, University of Florida; MBA, University of Florida

Mr. Joyce provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining Foreside, he was a CCO responsible for firm wide compliance efforts including developing and refining compliance procedures and training programs. He holds FINRA Series 7, 24, 63, 65 & 79 registrations.

Fred Joyce
Fred Joyce