Donna L. Cooper
Ms. Cooper brings over 27 years of compliance consulting proficiency in the financial services industry to Foreside, with experience assisting organizations of all sizes, from start-ups to large international companies. Her areas of expertise include compliance and operations, supervision, audit and risk controls, regulatory mandates, business administration, human resources, management, and business development. In addition, Ms. Cooper presently serves as outsourced Chief Compliance Officer for certain select clients. Before joining the consulting world, she served as CCO for a regional broker-dealer, capital placement, and advisory firm and was a Vice President, Operations Manager for Salomon Smith Barney. Ms. Cooper maintains regulatory licenses Series 7, 9, 10, 24, 30, 31, 63, and 65 and is a prior FINRA non-public arbitrator.