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Curtis Flippen

Senior Director

BS, Hampton University; JD, Rutgers Law School

Mr. Flippen provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. With more than 20 years of experience in legal and compliance, he is a risk management and compliance professional with expertise in private fund compliance and regulatory matters. Prior to joining Foreside, he was with QMA/Prudential, MetLife Advisors, Deloitte, Bear Stearns Asset Management, and E&Y, where he held various compliance roles.

curtis flippen
curtis flippen