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Cara Cawood

Director

BS, John Carroll University

Ms. Cawood has worked in the securities industry since 2008 with experience in state, SEC and FINRA registration, writing, developing and implementing compliance programs, and regulatory exams. She focuses on addressing various risks related to client specific business models, performing compliance testing and reviews, and providing valuable input for a complete and effective compliance program. Prior to joining Foreside, Ms. Cawood held various compliance positions including the roles of Chief Compliance Officer for investment advisors and a broker-dealer.

Cara Cawood
Cara Cawood