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Brad Drake

Senior Director

BBA, Tiffin University

Mr. Drake serves as a Supervising Principal for Foreside broker-dealers. His responsibilities include overseeing registered representatives’ compliance with FINRA regulations and broker-dealer policies and procedures. Mr. Drake has over 22 years of experience in the financial services industry. Prior to joining Foreside, he worked at Nationwide Financial where he conducted office examinations and reviewed advertising materials. He holds the FINRA Series 7, 24, 26, 63, and 79 registrations.

Brad Drake
Brad Drake