BA, William Smith College
Ms. Keitner provides compliance consulting to investment advisor clients, which may include providing advice and guidance on firm and individual registrations, examinations, firm policies and procedures, federal and state regulatory rule interpretations, and risk assessments. Prior to joining Foreside, she was an Assistant Vice President at AdvisorAssist and an Executive Director at Elinphant. Her more than 25 years of financial services industry experience has spanned not only investment adviser and broker/dealer compliance, but also custody services, and custody and asset management marketing. She previously held Series 6, 7, 24, and 63 licenses. She passed the Principles Level exam for the CFA Institute’s Certificate in Performance Measurement (CIPM®) Program.