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Andrew Githens

Compliance Analyst

BA, University of South Florida; MBA, University of Orlando; JD, Barry University (Dwayne O. Andreas School of Law)

Andrew Githens originally started with Alaric in January of 2020. With Foreside, Mr. Githens has supported the firm’s directors in implementing and managing web-based technology platforms for compliance program monitoring and testing including Code of Ethics and Personal Trading administration, compliance training, email, social media, liquidity, IRS, and AML reviews. Mr. Githens also works with directors on U4 and U5 submissions and any exam requests received, as well as serving as a compliance consultant to the several Investment Advisor and Broker-Dealer clients that he supports.

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