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Alison R. Palmeri

Associate Director

BA History and BA Spanish, Mercyhurst University; JD, Duquesne University School of Law

Ms. Palmeri specializes in the maintenance of registered investment advisors and private funds by testing compliance programs, drafting policies and procedures, and preparing compliance reports to create a comprehensive compliance program. Additionally, Ms. Palmeri has experience counseling clients on Rule 506 offerings and blue sky filing requirements. Ms. Palmeri is licensed to practice law in Pennsylvania and holds the designation of Investment Adviser Certified Compliance Professional (IACCP®) from National Regulatory Services, Inc.

During law school, Ms. Palmeri clerked at a downtown Pittsburgh law firm and participated in the Duquesne University School of Law Veterans’ Clinic, representing veterans involved in criminal matters before the Pittsburgh Veterans’ Treatment Court.

Alison Palmeri
Alison Palmeri