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Alexis Wolterbeek

Analyst

BA, University Of Maine Orono

Ms. Wolterbeek works to ensure that our clients are informed of and remain in compliance with the various FINRA and SEC regulations. Her primary responsibilities include electronic communication reviews, inspection preparation, and books and records review. Prior to joining Foreside, she worked in the International Education Industry with a focus on ensuring compliance and client service for 5 years.

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