Alex Nagy

Senior Analyst

BA, Wheaton College; JD, Cleveland-Marshall College of Law

Mr. Nagy supports the compliance consulting needs of the firm’s investment advisor clients by interpreting and completing State and SEC form filings, registrations and exam requirements. Prior to joining Foreside, he worked with a law firms focused on investment company and investment advisor compliance. He holds the Investment Adviser Certified Compliance Professional (IACCP®) designation, the FINRA Series 6, 26, 63, and SIE registrations, and the Associate, Life Management Institute (“ALMI”) and Associate, Reinsurance Administration (“ARA”) designations from LOMA. He is an active member of the Washington, DC bar.