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Alan Foxman

Managing Director

BA, University of Florida; JD, Nova Southeastern University

Alan Foxman is a Managing Director with Foreside in the investment advisor consulting department and has been with Foreside since 2010. Mr. Foxman manages a team of consultants as well as providing compliance consulting advice to registered investment advisors. Mr. Foxman has been a member of the Florida Bar since 1988. From 1989 to 1997 he was a staff attorney with FINRA in their Office of Dispute Resolution. Thereafter, he owned his own law firm, concentrating on securities law, until 2007. Mr. Foxman is a past Chairman of the Government and Regulatory Committee of the former National Association of Investment Professionals and writes a monthly “Compliance” column for “Financial Planning Magazine.”

Alan Foxman
Alan Foxman