COVID-19 Response Email Us 1-866-251-6920

Adam O’Connor

Analyst

Mr. O’Connor is responsible for supervision and onsite inspections. Prior to joining Foreside, he held roles as a Broker-Dealer Compliance Manager for Phoenix Life Insurance and 1851 Securities Inc. He is a Certified Anti-Money Laundering Specialist, and has earned the designation of Chartered Life Underwriter from the American College of Financial Services. He holds FINRA Series 6, 7, 26 and 99 registrations.

Adam O'Connor
Adam O'Connor