Job Archives

Full Time
Berwyn, Pennsylvania, Columbus, Ohio, Concord, New Hampshire, Milwaukee, Wisconsin, Portland, Maine, Remote
Posted 10 hours ago

Overview of Position

The Advertising Compliance Principal uses independent judgment and discretion to ensure the regulatory compliance of assigned fund and advisory clients’ marketi...

Full Time
Portland, Maine, Remote
Posted 4 days ago

Overview of Position

The primary responsibilities of this role comprise designing, developing and executing automated tests to ensure software quality. Other responsibilities include ...

Full Time
Berwyn, Pennsylvania, Columbus, Ohio, Concord, New Hampshire, Milwaukee, Wisconsin, Portland, Maine, Remote
Posted 3 months ago

Overview of Position

Responsible for managing relationships with Investment Advisor compliance clients, particularly Private Funds, and providing those clients with expert advice and ...

Full Time
Berwyn, Pennsylvania, Columbus, Ohio, Concord, New Hampshire, Milwaukee, Wisconsin, Portland, Maine, Remote
Posted 3 months ago

Overview of Position

Perform outsourced FINOP and Accounting consulting service responsibilities for a variety of FINRA and SEC registered Broker Dealers. Work with an internal suppor...