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Compliance Connections: Potential Pitfalls Impacting Registered Investment Advisor Marketing Efforts


Foreside hosted Meredith Henning, Managing Director of Foreside’s Advertising Compliance area and Les Abromovitz, Senior Director and Foreside’s in-house expert on IA Marketing Materials on a dynamic discussion around how the SEC Advertising Rule continues to impact Registered Investment Advisors marketing efforts every day.

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