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Compliance Connections: Effective Compliance Risk Management in Disruptive Times


Foreside’s Craig Moreshead, Managing Director, Sarah Alderman, Managing Director, and Kerry Rider, Managing Director, all of our IA Consulting team, discussed practical strategies for executing compliance functions during this time of remote work and market volatility.

During this webinar, they discussed disclosure strategies around COVID-19, business continuity, cybersecurity, remote supervision and Form CRS tips.

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