Notice of Terms and Conditions of Use:
Foreside Holdings, LLC doing business as Foreside Financial Group, LLC; Foreside Compliance Services, LLC; Foreside Fund Services, LLC; Foreside Advisory Network, LLC; collectively ("Foreside").
This site is owned and operated by Foreside and all pages are the copyright of Foreside. By using this site, you agree to these terms and conditions of use, which we may periodically modify without notice. If you do not agree to these terms, please do not use our site.
- This site will not be considered a solicitation of any investment product or service to any person or entity.
- You may not hyperlink to this site without our prior agreement.
- All materials on this site including, but not limited to, text, graphics and any other data are owned or licensed by Foreside. All trademarks and patents on this site are the exclusive property of their respective owners.
- Our website may contain links to other sites, which are not owned by Foreside. Foreside is not responsible for the security or privacy practices of these sites. We provide links to these other websites only as a convenience. The inclusion of such links on the Foreside website is not endorsement by Foreside, implied or otherwise, of the linked site or any products or services in such sites. The linked sites are not under the control of Foreside, and except for those links identifying distribution relationships, Foreside is not responsible for the contents of any linked site or any link contained in a linked site.
- Any material downloaded or otherwise retrieved from this site is obtained at your own risk. You are solely responsible for any damage to your computer system or other equipment that results from such a download.
- Your use of this site is on an "as is" and "as available" basis. Foreside and its affiliates, subsidiaries, directors, officers and employees, agents, licensors and any third-party information providers expressly disclaim all warranties with respect to any errors contained within any materials, products or services listed or available through this site.
- This site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation. No distribution or solicitation is made by Foreside to any person to use this site, or such information, products or services where the provision of this site and such information, products or services is prohibited by law.
Foreside Privacy
Foreside does not capture information regarding an individual's use of our site, however Foreside does receive reports that aggregate usage on an anonymous basis to allow us to improve the user experience of the site. Foreside logs your IP address, pages viewed, time spent at the site, browser type, and certain geographic origin information, together with data on the referring URL. Foreside uses these logs in order to improve the content, functionality and applicability of information and functionality provided at the site.
Foreside Business Continuity Plan Summary ("BCP")
Foreside has developed a BCP on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions are unpredictable, we will have to be flexible in responding to actual events. With that in mind, we are providing you with this information on our BCP.
Our BCP - Foreside plans to quickly recover and resume business operations after a significant business disruption ("SBD"), respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the SBD.
Our BCP addresses the following areas: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with business constituents, employees, and regulators; alternate physical location of employees; critical supplier(s), contractor(s), bank and counter-party impact; and regulatory reporting.
We maintain back-up records electronically in addition to maintaining certain documentation off-site. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our technology service providers that their objective is to restore our services within the same business day.
Varying Disruptions - SBDs can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within the same day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours. In either situation, we plan to continue in business and notify you through our website www.foresides.com on how to contact us.
The BCP is subject to changes and modifications. Foreside will review the plan annually and will update the plan as business conditions and technology change.
For more information - If you have questions about our business continuity planning or need to contact us for further explanation, please feel free to contact either Richard J. Berthy, Treasurer and Partner, at (207) 553-2322 x2 or Ms. Nanette K. Chern, Chief Compliance Officer, at 207-553-7111 or through our website at www.foresides.com. © Foreside Holdings, LLC.
News
Dec 15 2008
Foreside makes a charitable donation in the name of our clients in lieu of holiday gifts. more
Aug 18 2008
Foreside has concluded its expansion of the Portland, Boston, and Columbus offices. more
Jul 1 2008
Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc. more
Jun 16 2008
Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more
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