Consulting Services Overview
Our experienced personnel are practitioners in the areas for which we provide consulting services. Our firm is available to undertake compliance consulting assignments in a number of areas such as:
- Sarbanes-Oxley process review for mutual fund senior officers and their support staff, including a full review of the certification and control procedure process;
- Review or design of all aspects of your Fund's Rule 38a-1 compliance program or other related compliance review projects, including assistance with Advisor programs;
- Provision of emergency help, including providing a temporary/transition named 'Independent CCO' or Sarbanes-Oxley certification officer; and,
- Provision of a range of business productivity solutions including dashboards, capacity planning, process review and procedure documentation.
Please see here for a list of regulatory compliance services
For further information on how we can provide consulting resources to help your firm, please contact:
DAVID WHITAKER
Chief Operating Officer, Foreside Financial Group, LLC
News
Sep 30 2009
Foreside is pleased to announce Susan Mosher has joined Foreside as President of Foreside Alternative Investment Services ("FAIS"). more
Sep 25 2009
Foreside is pleased to expand its current relationship with Turner Investment Partners. more
Sep 21 2009
Foreside is pleased to expand its current relationship with Bridgeway Capital Management, Inc. more
Sep 15 2009
Foreside welcomes Ardmore Investment Partners LLC as a new client to our firm. more
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