Foreside // Alternative Investment Services

Alternative Investment Services

Foreside Alternative Investment Services (AIS), a division of Foreside's compliance subsidiary, is dedicated to compliance for advisers of privately offered funds, as well as private equity and venture capital firms. AIS is led by a seasoned financial services executive with significant experience working with private funds, registered mutual funds and investment advisory firms. With a range of services, Foreside can meet your specific needs.

Foreside can:

  • Assist with SEC registration as an investment adviser

  • Provide adviser CCO support services

  • Assist with conversion of hedge funds to registered investment companies
  • Offer compliance consulting for registered investment advisers
    • Provide compliance program design and implementation, monitoring and testing, including:
      • Risk assessment and gap analysis
      • Best execution/trade management reviews
      • Code of ethics/personal trading reviews
      • Anti-money laundering reviews
      • Specialized reviews and compliance assessments
    • Regulatory mandated consulting
    • Provide mock regulatory exams
    • Provide vendor selection and oversight

Leadership

For more information and an introduction to experienced professionals who can help you, please contact: Susan C. Mosher, President, Foreside Alternative Investment Services. Director, Foreside Compliance Services, LLC. Also, see Foreside Advisory Network's News Announcements

Susan C. Mosher vCard Susan C. Mosher
President, Foreside Alternative Investment Services.

News

Sep 30 2009

Foreside is pleased to announce Susan Mosher has joined Foreside as President of Foreside Alternative Investment Services ("FAIS"). more

Sep 25 2009

Foreside is pleased to expand its current relationship with Turner Investment Partners. more

Sep 21 2009

Foreside is pleased to expand its current relationship with Bridgeway Capital Management, Inc. more

Sep 15 2009

Foreside welcomes Ardmore Investment Partners LLC as a new client to our firm. more

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