Foreside Leadership Bios
RICHARD J. BERTHY
President and Partner, Foreside Financial Group, LLC
BS, Miami University
With over twenty-five years of experience in the financial services and mutual fund industries, including management and ownership positions with registered investment advisors, Mr. Berthy has been with Foreside as a partner since its inauguration as an independent firm. Mr. Berthy serves as President of Foreside Financial Group and is responsible for aspects of the firm’s management. Mr. Berthy holds FINRA Series 7 and 28 registrations.
email: rberthy@foreside.com tel: (207) 553-7128
DAVID M. WHITAKER
CHIEF OPERATING OFFICER, Foreside Financial Group, LLC
BA, Providence College; JD, Suffolk University Law School
Prior to joining Foreside, Mr. Whitaker was Managing Member of Beacon Fund Services, LLC, a financial services consulting firm. For three years prior, he served as Vice President of Citigroup Fund Services, LLC where he managed fund administration services. Mr. Whitaker also served as an attorney and compliance officer with PFPC, Inc., a mutual fund service provider. Mr. Whitaker is responsible for all of Foreside’s operations in its three locations.
email: dwhitaker@foreside.com tel: (207) 553-7142
TRUDI L.C. BAKKE
Managing Director, FORESIDE MANAGEMENT SERVICES, Foreside Financial Group, LLC
BS; University of Maine, CPA
Prior to joining Foreside, Ms. Bakke was responsible for managing the reporting, finance and tax aspects of fund administration of Citigroup's Global Transaction Services business. In her 10 years at Citigroup, she also managed the corporate accounting and broker-dealer finance matters. Prior to this she was a senior auditor at Coopers & Lybrand LLP. Ms. Bakke holds the position of Treasurer for a number of funds serviced by Foreside and is responsible for all aspects of Foreside's Treasurer/PFO service delivery and development.
email: tbakke@foreside.com tel: (207) 553-7127
MARK S. REDMAN
Broker-Dealer President, Foreside Financial Group, LLC
Ohio State University, Columbus, OH – B.S.B.A. - Finance
Mr. Redman has 28 years experience in the financial services industry, including 17 years in mutual fund administration and distribution. Prior to joining Foreside, he was a Vice President at JPMorgan’s Worldwide Securities group. Previous to that he worked as an independent consultant in the area of mutual fund setup, distribution and development and also held a number of senior positions at The Bisys Group. Mr. Redman holds the FINRA registered designations of 7, 24, and 63 and serves as President of Foreside’s six affiliated broker-dealer firms.
email: mredman@foreside.com tel: (614) 416-8834
SUSAN C. MOSHER
President, Foreside Alternative Investment Services and Director, Foreside Compliance Services, LLC
BA, Manhattanville College; JD, Saint Louis University School of Law
Ms. Mosher is responsible for administering Foreside’s alternative investment fund compliance and consulting services and also serves as fund CCO for certain investment company clients. Prior to joining Foreside, she was CCO for a California investment adviser to alternative investment funds (including funds of hedge funds), CDO and CFO products. Ms. Mosher also was Senior Director and Chief Counsel of the Compliance Advisory Services division of Investors Bank & Trust Company.
email: smosher@foreside.com tel: (207) 553-1953
CHRISTOPHER LANZA
Managing Director, ETF Services, Foreside Fund Services, LLC
BS, Accounting, Northeastern University, Boston, MA
Chris has 25 years of experience in the financial services industry, including 20 years in investment management and securities processing operations, technology and product management (Portfolio Management, Trading, Transfer Agency, Fund Accounting and Custody). His experience has focused on building operations for high growth businesses for the following companies Citigroup, AGF Management, Price Waterhouse Consulting, Charles Schwab Investment Management, and Mitsubishi Bank of California. In addition to his U.S. experience Chris also has on the ground experience having lived in Canada, Europe and Asia. Mr. Lanza oversees Foreside's ETF product and servicing.
email: clanza@foreside.com tel: (207) 553-7145
News
Sep 30 2009
Foreside is pleased to announce Susan Mosher has joined Foreside as President of Foreside Alternative Investment Services ("FAIS"). more
Sep 25 2009
Foreside is pleased to expand its current relationship with Turner Investment Partners. more
Sep 21 2009
Foreside is pleased to expand its current relationship with Bridgeway Capital Management, Inc. more
Sep 15 2009
Foreside welcomes Ardmore Investment Partners LLC as a new client to our firm. more
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